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Principal Investigator, Specialist Team - Any Finra Location The Principal Investigator, Specialist Teams, conducts high complexity routine and special investigations of FINRA member firms; investigates potentially suspicious activities of persons associated with FINRA member firms; and provides guidance to Member Supervision staff on their complex assignments. This position proactively surveilles the industry and identifies fraudulent conduct occurring at, by, or through FINRA member firms or registered representatives. This is an expert level,. After registering you may be able to apply for this job directly (if still active) on (Financial Industry Regulatory Authority)'s site. Future job matches may be sent from Geebo approved job partners.
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